Market Survey for Phase III SBIR Sole Source Contracting

Determining if a new requirement arises from, concludes, or extends a prior Phase I/II SBIR or STTR

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Written by Eric Adolphe
Updated over a week ago

January 01, 2024

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The competitions for SBIR/STTR Phase I and Phase II awards satisfy any competition requirement of the Armed Services Procurement Act, the Federal Property and Administrative Services Act, and the Competition in Contracting Act. An agency that wishes to fund an SBIR/STTR Phase III award, which arises from, extends, or concludes a prior Phase I and/or Phase II award, is not required to conduct another competition for the Phase III award in order to satisfy those statutory provisions.

Moreover, in a bid protest, the General Accountability Office (GAO) found that the government (including Contracting Officers and Program Managers) have broad discretion in determining what work arises from, extends, or completes prior Phase I/II work. Once the government decides that the work is a Phase III, competitors may not file a protest. Learn why here.

Market Survey (also Market Research) for Awarding Phase III SBIRs to Forward Edge-AI

Contract # and Topics

Scope

Technology Key Words

Portfolio

Title: Cyber Assured Space Internet Device (CASI-D)

Type: Phase I SBIR

Award# Award ID 2327618

Topic: N/A

Topic Number: N/A

Phase I Solicitation: NSF 23-515

Recognitions: N/A

Develop a blockchain/DLT to ensure the provenance, integrity and quality of space-based Machine Learning algorithms and associated training data (counter adversarial Artificial Intelligence).

Adversarial Artificial Intelligence (AAI), AI, Blockchain/DLT, Counter Adversarial Artificial Intelligence, CubeSat, Data Drift, Deep Learning, DevSecOps, Electronic Discovery, Internet, Physics-Based Models, Model Drift, Space, Space-Based Manufacturing, Training Data Provenance, Trustworthy Artificial Intelligence, Validity and Reliability, Safety, Security and Resiliency, IPV6, Identity Management (ICAM), Accountability and Transparency, Explainability and Interpretability, Privacy, Fairness with Mitigation of Harmful Bias, Model Drift, Poison Data

Type: Direct to Phase II

Contract #: FA810024C0003

Award Date: March 08, 2024

Topic: Field-level Detection of Hydraulic

Fluid Contamination in Jet Fuel

Topic Number: AF233-D010

Phase II Solicitation: SBIR 23.3 BAA

Recognitions: N/A

To develop an artificially intelligent instrument capable of detection and quantification of chemical contaminates in jet fuel in remote, limited environments. If we are successful, tests can be performed in the field in minutes and at one (1) cent per sample versus $300 - $2,300 per sample, even when logistics are contested.

Artificial Intelligence (CNN/RNN), Android ATAK, Federated Learning Marketplace, Machine Learning, Microsoft Azure, signal processing (Wavelet and Fourier transformation), Raman Spectroscopy

Contested logistics (fuel and water quality testing), Chemical, Biological, Radiological, and Nuclear (CBRN) detection, explosives detection, Expeditionary Environments

Type: Phase I SBIR

Contract# N6833524C0170

Award Date: 12/21/2023

Topic Number: N234-P02 NAVAIR

Phase I Solicitation: Navy 23.4

Recognitions: N/A

Enhance mission capabilities of USV/UUV and systems in contested environments including command, control, communications, computer, intelligence, surveillance, and reconnaissance (C4ISR)

OUSD (R&E) CRITICAL TECHNOLOGY AREA(S), Advanced Computing and Software; Integrated Sensing and Cyber; Trusted AI and Autonomy

  • Intellectual Property: One patent filed

Artificial Intelligence (Anomaly Detector, Deep Reinforcement Learning Agent), beam steering antenna, Counter Electronic Warfare, Encryption, cybersecurity, Frequency Hopping, 5G, Low Probability of Detection/Low Probability of Interception (LPD/LPI), neuromorphic processor, physics-based models, phased array antenna, quantum resistant, Radio Frequency (RF), SATCOM, Software Defined Radio, Zero Trust, USV/UUV, Autonomy, Command, Control, Communications (C3), C4ISR, Contested Logistics, Cyber Security, Distributed Sensing and Communications (DSaC), Telecommunications. Includes compatibility with NATO and coalition partner systems, Simulations, 3GPP, O-RAN, UMV, UMA, UMAA

Type: Phase I and Phase II SBIR

Phase I Grant #

AN 1938135

Award Date: 10/01/19

Phase II Grant #

AN 2028451

Award Date: 12/01/21

Topic: N/A

(National Science Foundation does not use topics)

Phase I Solicitation: NSF 23-515

Phase II Solicitation: NSF 23-516

Recognitions:

  • Federal Computer Week (FCW)/ Fed100 Award

  • Service to the Citizens Award

Conduct R/R&D to develop AI software to detect and stop vishing and smishing attacks (cyber security) and secure telecommunication channels

Work included business and digital transformation of Federal Communications Commission and Federal Trade Commission complaint filing processes

Project used blockchain to protect the governance of Machine Learning Algorithms and Training Data, and also to support electronic discover (e-Discovery) for legal processes

  • Intellectual Property: US Patent# 11,689,660 B2 (An Enterprise Knowledge Graph, Blockchain, and Robotic Process Automation to Combat Scams, Misinformation and Disinformation

Analytics, Artificial Intelligence (AI) (CNN/RNN), AI Test and Evaluation, Android, Azure, AWS, Blockchain/Data Governance, Data Lake, Counter Adversarial AI, Deepfakes, Enterprise Knowledge Graph, Machine Learning, Microsoft Azure, Large Language Models (Generative AI (GAI)), Honeypots, Intelligent Automation, iPhone, Predictive Analytics, Robotic Process Automation, Semantic Reasoning, Ethical AI, Trustworthy AI, Responsible AI, Data Engineering, Data Governance, Training Data, Validity and Reliability, Safety, Security and Resiliency, Accountability and Transparency, Explainability and Interpretability, Privacy, Fairness with Mitigation of Harmful Bias, Model Drift, Data Drift, Cybersecurity, Digital Transformation, Financial Systems/Fintech, Electronic Discovery, Fraud Prevention, Misinformation, Disinformation, Malinformation, Identity Management (ICAM), Telecommunications, Trusted AI, Adversarial AI

Note: Patent awarded (US 11,689,660 B2) for Enterprise Knowledge Graph, Data Governance, and Robotic Process Automation

Type: Phase I and Phase II STTR

Topic: Open Topic

Phase I Contract #: FA864923P0397

Award Date: 11/07/22

Phase II Contract# FA864923P1259

Award Date: 09/13/23

Phase I Solicitation: F4BEQ2245A0NE

Phase II Solicitation: F4FBEQ3241A020

Agency Link: N/A

Recognitions: N/A

Conduct R/R&D for a low-cost quantum-resistant Communication Security (COMSEC) device for on-orbit CubeSats and orbital robots (orbots)

  • Intellectual Property: One patent filed

Artificial Intelligence (Anomaly Detector, Deep Reinforcement Learning Agent), Counter Adversarial AI, Encryption, cybersecurity, neuromorphic processor, physics-based models, quantum resistant, Radio Frequency, Responsible AI, SATCOM, Zero Trust

Type: Direct to Phase II SBIR

Topic: Open for Cyber Security

Phase II Contract#: FA864923P0006

Award Date: 12/21/22

Phase II Solicitation:

F4FBEQ2245A0GU

Agency Link: N/A

Recognitions:

  • Winner Air Force/ AFWERX Challenge

afwerx-challenge - TELEGRID

Conduct R/R&D for a low-cost quantum-resistant encryption device

  • Intellectual Property: One patent filed

Artificial Intelligence (Anomaly Detector), Counter Adversarial AI, Encryption, cybersecurity, ICS/SCADA, IoT, IIoT, Military IoT, physics-based models, quantum resistant, Zero Trust

Type: Phase I STTR

Topic: Open for cyber security

Phase I Contract#: FA864923P0345

Award Date: 11/02/22

Phase I Solicitation: F4FBEQ2245A0DV

Agency Link: N/A

Recognitions:

  • Winner Air Force/ AFWERX Expedient Basing Challenge

  • Winner Air Force Global Strike Challenge

Conduct R/R&D for a low-cost quantum-resistant encryption device for secure operation alongside foreign controlled infrastructure including 5G

  • Intellectual Property: One patent filed

Artificial Intelligence (Anomaly Detector), Command Control (C2), C3, C6ISR, Counter Adversarial AI, Encryption, cybersecurity, 5G, 5G core, quantum resistant, Zero Trust, WIFI, Contested Communications. Executive Communications, Denied Operationally Limited (CDO-L) telecommunications, secure enclaves

Type: Phase I SBIR

Topic: Open Topic Artificial Intelligence

Phase I Contract#:

FA864921P1006

Award Date: 04/14/21

Phase I Solicitation: FEBEQ1077A031

Agency Link: N/A

Recognitions: N/A

Conduct R/R&D for a handheld, artificially intelligent instrument for standoff detection of chemical and biological agents, and fuel quality assurance in a field setting

  • Intellectual Property: N/A

Artificial Intelligence (CNN/RNN), Deep Learning, Android ATAK, Bacteria, Federated Learning Marketplace, Machine Learning, Microsoft Azure, Image Classification, signal processing (Wavelet and Fourier transformation), Raman Spectroscopy, Chemical, Biological, Radiological, and Nuclear (CBRN) detection, explosives detection, Expeditionary Environments, viruses, standoff

A December 26, 2023 podcast with Kristina Botelho provides an excellent discussion of what is permissible by a government contracting officer.

A J&A is not required, but the contract file documentation should demonstrate that the government's requirement (candidate for a Phase III award) derives from, extends, or concludes efforts made under prior SBIR/STTR Funding Agreements and is authorized pursuant to 15 U.S.C. 638(r)(4). The Period Table of Acquisition Innovations is another excellent resource.

To begin the SBIR Phase III contract process, a government Program Manager (PM) or Government Technical Expert will need to document how the new work to be performed on the Phase III contract derives from, extends, or completes prior SBIR/STTR efforts. The Army calls this a Statement/Memorandum for Record (MFR) and the Air Forces calls this a Determination and Finding (DNF). An MFR/DNF Template is available here.

The Government Expert, or Program Manager, and/or the SBC must provide the narrative and lineage to prior SBIR / STTR PH I/II/III efforts. Use the information below to write the required statement for Phase III SBIR contracting with Forward Edge-AI, Inc:

Recommended Phase III Resources:

Forward Edge-AI Business Information:

UEI Number

KRCZZNY5WPZ8

DUNS Number

117079759

Forward Edge-AI's CAGE Code is 8bxh2

Forward Edge-AI Portfolio

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